Independent Investment Group, LLC Investments for a Changing World
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FREQUENTLY ASKED QUESTIONS

What programs do you offer, and what are they?

We currently offer our base program, Diversified Growth Program, that invests in the four key areas to capitalize on the changing world. We also offer four Specialty Programs: Precious Metals and Natural Resource Program; Aggressive Growth Precious Metals Program; Oil and Energy Program and Asia Program.

What is your minimum portfolio size?

Currently, our minimum is $50,000 per account.

Which program is right for me?

In the Diversified Growth Program, we mainly invest in precious metals, natural resources, energy and Asia. This program can make up 100% of a person's investments. Each of the Specialty Programs focuses on one are of the Diversified Growth Program. This allows investors to emphasize particular areas while utilizing our expertise. The Aggressive Growth Precious Metals Program has the highest potential return and also the highest risk.

What are the annual management fees?

PERCENTAGE AMOUNT
2.5% Below $1,000,000
2.0% $1,000,000-$2,000,000
1.5% $2,000,000-$3,000,000
1.0% Above $3,000,000

All fees are charged quarterly in advance.

How does the management process work?

We receive only trading authority over the account. Then we proceed to construct and manage the account. We do not control, nor do we take custody of your account. We cannot move funds in or out of your account.

How do I set up an account with IIG?

Our main broker-custodian is Fidelity Investments, and new clients usually set up accounts with Fidelity. Existing accounts can also be managed by IIG. For new or existing accounts that you want managed by IIG, download and print out the Trading Authority Form from the Fidelity website; and mail the completed form to IIG. We will fill in our information and then forward it to Fidelity. We also work with other brokers on accounts over $250,000.

Should I sell everything in the account before opening an account with IIG?

Talk to us first regarding your specific situation. In general, we prefer to create and manage a portfolio from the ground up.

How much are transaction costs?

Transaction costs will vary. Fidelity charges between $8.00 and $10.95 for most domestic trades.

Will I be able to see my account activities online?

Yes, by logging on to your broker's website, you can see how we are managing your account 24/7.

How are fees normally paid?

Fees are normally paid quarterly in advance, and you will be invoiced for this amount.

Contact us for more information.



No representation or warranty, expressed or implied, is made as to the accuracy or completeness of the information contained in this document, and nothing contained herein is, or shall be relied upon as, a promise or representation. This document does not purport to contain all the information that may be required to evaluate the proposed transactions, and you should obtain a copy of the final products' particulars and any other relevant information before making an investment. Past performance of a fund or a program is no guarantee as to its performance in the future.